Chief Compliance Officer, Digital Assets

Success in this role would be achieved by:

• Owning and reinforcing a strong compliance culture, setting the tone from the leadership level, including at management meetings, for WisdomTree executive leadership and at Board meetings.
• Tailoring the compliance program to the unique needs of the digital asset/blockchain-enabled business.
• Driving compliance ownership through regular reviews and reporting, including to regulators.
• Collaborating with department heads to detect, manage and mitigate compliance risks.
• Collaborating with legal and risk areas and the broader U.S. and global compliance teams, including in policy development and monitoring for regulatory change and best practices.
• Performing policy and procedure testing and risk assessments, proactively identifying emerging compliance risks, and implementing mitigation programs.

Experience and required skill set:

• Bachelors degree from a 4-year college or university; master's degree, preferred.
• At least ten (10) years of professional experience in U.S. compliance, including compliance experience supporting retail-facing U.S. money transmitters, trust companies and/or banks.
• Prior close working relationship with NY DFS or other federal or state U.S. banking or similar U.S. regulators, including state regulators overseeing money transmitters.
• Proven experience directing and leading the implementation of key compliance initiatives, including ability to lead in-person meetings in New York, whether for exams, new product meetings and/or other regulatory check-ins.
• Understanding of digital assets, related regulatory environment and compliance/risk management considerations.

$175,000 - $225,000 a year

The base salary range for this position is $175,000 $225,000. In addition, employees are eligible for an annual discretionary bonus and competitive benefits package. Total compensation may vary based on factors such as location, role, company, department, experience and individual performance.

WisdomTree is a global financial innovator, offering a well-diversified suite of exchange-traded products (ETPs), models, solutions and products leveraging blockchain-enabled technology. We empower investors and consumers to shape their future and support financial professionals to better serve their clients and grow their businesses. WisdomTree is leveraging the latest financial infrastructure to create products that provide access, transparency and an enhanced user experience. Building on our heritage of innovation, we are also developing and have launched next-generation digital products, services and structures, including digital or blockchain-enabled mutual funds and tokenized assets, as well as our blockchain-native digital wallet, WisdomTree Prime.

Headquartered in New York City, WisdomTree embraces a Work Smart philosophy that transcends physical workspace, aiming tooptimize productivity, efficiency and effectiveness. Employeetime in the office generally is not prescribed, and team leaders are empowered to determine how their teams work best, based on their roles,including requiring employees to report to the office in person.

WisdomTree is committed to delivering a better investment and financial experience through the quality of our products and solutions, and finding alignment within our community on our core values: WisdomTree employees strive forExcellence & Innovation, work withTransparency & Accountability, and show each otherFairness & Respect. We welcome the applications of qualified individuals who will support this mission and thrive in our collaborative and empowering work environment.

Learn more atwww.wisdomtree.com